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Advisor at JANNEY MONTGOMERY SCOTT LLC
Roanoke, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Sep 28, 2023 | n/a | yes | Roanoke, VA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 9, 2019 | Oct 5, 2023 | no | ROANOKE, VA | Previous registration |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2018 | Oct 8, 2019 | no | TAMPA, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jun 23, 2017 | Mar 19, 2018 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Oct 5, 2023 | Sep 28, 2023 | -7 | Firm change | Wirehouse to ibd |
| J. W. COLE ADVISORS, INC. | WELLS FARGO ADVISORS | Oct 8, 2019 | Oct 9, 2019 | 1 | Firm change | Ibd to wirehouse |
| INVEST FINANCIAL CORPORATION | J. W. COLE ADVISORS, INC. | Mar 19, 2018 | Mar 28, 2018 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:463:VA:2023-10-05 | Oct 5, 2023 | Sep 28, 2023 | ROANOKE, VA | Firm change |
| 12984:112294:WI:2018-03-19 | Mar 19, 2018 | Mar 28, 2018 | APPLETON, WI | Firm change |