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Reading the graph
Advisor at BRUCE JAMES THOMAS JR
Moorpark, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRUCE JAMES THOMAS JR | State registered | May 14, 2020 | n/a | yes | Moorpark, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 24, 2003 | Apr 1, 2011 | no | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | BRUCE JAMES THOMAS JR | Apr 1, 2011 | May 14, 2020 | 3,331 | Firm change after gap | Other |