DFX Intelligence

B•••• P•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

B•••• P•••••• C••••••

Advisor at M••••• S••••••

Las Vegas, NV

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Search this name across graphsid dfx:ria:960aeadd-c27b-b5a2-f5b1-c3f2ad1d956a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 19, 2024	n/a	yes	Las Vegas, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 17, 2016	Aug 1, 2024	no	LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|NORTH LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• S••••••	Aug 1, 2024	Jul 19, 2024	-13	Firm change	Ibd to wirehouse
Z•••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Oct 7, 2016	Oct 17, 2016

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2016 to Aug 1, 2024factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2012 to Oct 7, 2016factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:960aeadd-c27b-b5a2-f5b1-c3f2ad1d956a
First observed: Jul 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.