J•••• A• G•••••

Advisor at G•••••••• F•••••••• A•••••••• L••

Rolling Meadows, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9612bc7b-98d1-6c8c-061e-3aaee726b0a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 23, 2025	n/a	yes	Rolling Meadows, IL	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Apr 6, 2006	Feb 11, 2025	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|DES MOINES, IA\|Indianapolis, IN\|LOMBARD, IL\|INDIANAPOLIS, IN\|LOMBARD, IL\|DES MOINES, IA\|DENVER, CO\|MINNEAPOLIS, MN\|MORRISON, CO\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	G•••••••• F•••••••• A•••••••• L••	Feb 11, 2025	Apr 23, 2025	71	Firm change	Other

Relationships

Registered with (2)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 23, 2025 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 6, 2006 to Feb 11, 2025factForm ADV

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9612bc7b-98d1-6c8c-061e-3aaee726b0a7
First observed: Apr 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.