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I•• G••••• M••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor47 years in industry

I•• G••••• M••••• C••••••

Advisor at H••••• C••••••• M••••• • R••••••• L•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9628a902-9d39-24cd-f34c-06d26b5ed48d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1978 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C••••••• M••••• • R••••••• L•••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1978earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C••••••• M••••• • R••••••• L•••	Former SEC adviser	Jun 15, 2006	n/a	yes	HOUSTON, TX	Current employment

Relationships

Registered with (1)

→ H••••• C••••••• M••••• • R••••••• L•••Registered adviserregistration: current employment
Jun 15, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9628a902-9d39-24cd-f34c-06d26b5ed48d
First observed: Dec 1, 1978
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.