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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CARL P. SHERR & CO., LLC

CRD 3394

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:962a7111-aa8b-7966-4a1f-58dca1b29643

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 11, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $505MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $489M
Private client RAUM: $500MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $168Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 831
Individual clients: 100
High net worth clients: 187
Custody, client assets: $56.3M
SEC number: 801-66673
CRD: 3394
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDWARD LAURENCE SHERR	n/a	WORCESTER, MA	20	37	n/a	no
GARY HYMAN SHERR	n/a	WORCESTER, MA	20	40	n/a	no
JENNIFER LEIGH SIMES	Certified Financial Planner	WORCESTER, MA	19	21	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHERR, EDWARD, LAURENCE	MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	01/2001	Mar 30, 2012	Mar 14, 2024
SHERR, GARY, HYMAN	MEMBER/CHIEF EXECUTIVE OFFICER	D	yes	01/2001	Mar 30, 2012	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$505M	$489M	5	3	0	n/a	n/a
2024	Mar 11, 2025	$451M	$435M	5	3	0	n/a	n/a
2023	Mar 14, 2024	$393M	$369M	5	3	0	n/a	n/a
2022	Feb 22, 2023	$351M	$322M	5	3	0	n/a	n/a
2021	Mar 17, 2022	$381M	$348M	7	3	0	n/a	n/a
2020	Mar 3, 2021	$324M	$292M	6	3	0	n/a	n/a
2019	Mar 6, 2020	$269M	$250M	7	3	0	n/a	n/a
2018	Mar 1, 2019	$220M	$197M	6	3	0	n/a	n/a
2017	Mar 27, 2018	$226M	$197M	5	3	0	n/a	n/a
2016	Mar 24, 2017	$188M	$166M	5	3	n/a	n/a	n/a
2015	Feb 29, 2016	$166M	$146M	4	3	n/a	n/a	n/a
2014	Mar 6, 2015	$166M	$133M	4	3	n/a	n/a	n/a
2013	Mar 7, 2014	$154M	$130M	5	3	n/a	n/a	n/a
2012	Mar 27, 2013	$120M	$105M	5	3	n/a	n/a	n/a
2011	Mar 30, 2012	$104M	$88.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$505M	$451M	12.2%	$351M	12.9%	5	5	0	0

Relationships

Registered with (3)

← JENNIFER LEIGH SIMESAdvisorregistration: current employment
Mar 12, 2007 to presentfactForm ADV
← GARY HYMAN SHERRAdvisorregistration: current employment
Jun 26, 2006 to presentfactForm ADV
← EDWARD LAURENCE SHERRAdvisorregistration: current employment
Jun 19, 2006 to presentfactForm ADV

Controls (2)

← SHERR, GARY, HYMANOwnerMEMBER/CHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 14, 2024factForm ADV
← SHERR, EDWARD, LAURENCEOwnerMEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 14, 2024factForm ADV

Dated events

Occurred
Aug 1, 2022
Control person left
Paul Carl Sherr (Member/Manager) no longer on Schedule A of Carl P. Sherr & Co., Llc (listed 2022-03-17, absent 2022-08-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:962a7111-aa8b-7966-4a1f-58dca1b29643
First observed: Mar 30, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARL P. SHERR & CO., LLC

CRD 3394

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:962a7111-aa8b-7966-4a1f-58dca1b29643

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDWARD LAURENCE SHERR

n/a

WORCESTER, MA

n/a

GARY HYMAN SHERR

n/a

WORCESTER, MA

n/a

JENNIFER LEIGH SIMES

Certified Financial Planner

WORCESTER, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHERR, EDWARD, LAURENCE

MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2001

Mar 30, 2012

Mar 14, 2024

SHERR, GARY, HYMAN

MEMBER/CHIEF EXECUTIVE OFFICER

yes

01/2001

Mar 30, 2012

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$505M

$489M

n/a

2024

Mar 11, 2025

$451M

$435M

n/a

2023

Mar 14, 2024

$393M

$369M

n/a

2022

Feb 22, 2023

$351M

$322M

n/a

2021

Mar 17, 2022

$381M

$348M

n/a

2020

Mar 3, 2021

$324M

$292M

n/a

2019

Mar 6, 2020

$269M

$250M

n/a

2018

Mar 1, 2019

$220M

$197M

n/a

2017

Mar 27, 2018

$226M

$197M

n/a

2016

Mar 24, 2017

$188M

$166M

n/a

2015

Feb 29, 2016

$166M

$146M

n/a

2014

Mar 6, 2015

$166M

$133M

n/a

2013

Mar 7, 2014

$154M

$130M

n/a

2012

Mar 27, 2013

$120M

$105M

n/a

2011

Mar 30, 2012

$104M

$88.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$505M

$451M

12.2%

$351M

12.9%