DFX Intelligence

T••••• L•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

T••••• L•••••• C••••

Advisor at F••••• I•••••••••

PLANO, TX

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Search this name across graphsid dfx:ria:962f3c03-490b-51fd-65a6-7e78055e2449

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Nov 22, 2024	n/a	yes	PLANO, TX	Current employment
W••••• F•••••••• L••	Independent wealth	Dec 5, 2021	Dec 20, 2023	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• F•••••••• L••	F••••• I•••••••••	Dec 20, 2023	Nov 22, 2024	338	Firm change	RIA to RIA
T••••••• I••••••••• M••••••••• I•••	W••••• F•••••••• L••	Oct 16, 2012	Dec 5, 2021

Relationships

Registered with (3)

→ F••••• I•••••••••Registered adviserregistration: current employment
Nov 22, 2024 to presentfactForm ADV
→ W••••• F•••••••• L••Registered adviserregistration: previous registration
Dec 5, 2021 to Dec 20, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 4, 2012 to Oct 16, 2012factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
T••••• L•••••• C•••• left W••••• F•••••••• L•• for F••••• I••••••••• (registered 2024-11-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:962f3c03-490b-51fd-65a6-7e78055e2449
First observed: May 4, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.