DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••• W••••• A•••••••• L••
CHICAGO, IL | Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• W••••• A•••••••• L•• | Independent wealth | Feb 17, 2026 | n/a | yes | CHICAGO, IL|Colorado Springs, CO | Current employment |
| F•••••••• P••••••• S••••••••• L•• | n/a | Jun 13, 2000 | Apr 22, 2026 | no | COLORADO SPRINGS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• P••••••• S••••••••• L•• | F••••••• W••••• A•••••••• L•• | Apr 22, 2026 | Feb 17, 2026 | -64 | Firm change after gap | Other |
| C••••• A••••••• L•• | F•••••••• P••••••• S••••••••• L•• | Oct 11, 2002 | Jun 13, 2000 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116228:169613:CO:2026-04-22 | Apr 22, 2026 | Feb 17, 2026 | COLORADO SPRINGS, CO | Firm change after gap |
| C••••• A••••••• L•• | Former SEC adviser | May 30, 2000 | Oct 11, 2002 | no | COLORADO SPRINGS, CO|FORT COLLINS, CO|DENVER, CO|COLORADO SPRINGS, CO | Previous registration |
| -850 |
| Firm change after gap |
| Other |