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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Brian Lee Elmer

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:964ea542-c594-3a29-1810-4dca03c1e4bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 10, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 7, 2022
First registration: May 10, 2022
Dual registered: yes, broker-dealer
Other names: Brian Lee Elmer|Brian Elmer
IAPD individual key: 7340077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	APPLETON, WI\|GREEN BAY, WI\|GREEN BAY, WI\|GREEN BAY, WI\|GREEN BAY, WI\|APPLETON, WI\|DE PERE, WI\|STURGEON BAY, WI\|GREEN BAY, WI\|GREENVILLE, WI\|LITTLE CHUTE, WI\|NEENAH, WI\|SHAWANO, WI\|KIMBERLY, WI\|STURGEON BAY, WI\|LEDGEVIEW, WI\|GREEN BAY, WI\|GREEN BAY, WI\|DE PERE, WI\|APPLETON, WI\|FREEDOM, WI\|GREEN BAY, WI\|OSHKOSH, WI\|GREEN BAY, WI	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 23, 2023	May 15, 2025	no	Green Bay, WI\|Green Bay, WI\|SAN DIEGO, CA\|Kimberly, WI\|Green Bay, WI\|Greenville, WI\|Shawano, WI\|Freedom, WI\|Appleton, WI\|Neenah, WI\|Little Chute, WI\|Appleton, WI\|Appleton, WI\|Oshkosh, WI\|Green Bay, WI\|Green Bay, WI\|Sturgeon Bay, WI\|De Pere, WI\|Green Bay, WI\|Sturgeon Bay, WI\|Green Bay, WI\|Green Bay, WI\|De Pere, WI\|Green Bay, WI\|Ledgeview, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 10, 2022	Dec 16, 2022	no	MADISON, WI\|APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Dec 16, 2022	Jan 23, 2023	38	Firm change	RIA to ibd

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 10, 2022 to Dec 16, 2022factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 23, 2023 to May 15, 2025factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
Brian Lee Elmer left Lpl Financial Llc for Cuso Financial Services, L.P. (registered 2023-01-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:964ea542-c594-3a29-1810-4dca03c1e4bf
First observed: May 10, 2022
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Brian Lee Elmer

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:964ea542-c594-3a29-1810-4dca03c1e4bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.