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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Coon Rapids, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 29, 2022 | n/a | yes | Coon Rapids, MN | Current employment |
| CRI SECURITIES, LLC | Former SEC adviser | Feb 10, 2021 | Oct 28, 2021 | no | MINNEAPOLIS, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 10, 2021 | Oct 3, 2022 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 3, 2022 | Sep 29, 2022 | -4 | Firm change | RIA to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Oct 28, 2021 | Feb 10, 2021 | -260 | Bulk transfer | Ibd to ibd |