DFX Intelligence

L••• A••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

L••• A••••• W••••••

Advisor at E••••• J••••

WILMINGTON, NC

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Search this name across graphsid dfx:ria:966696c5-2495-3479-3681-c882dea252ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 1, 2024	n/a	yes	WILMINGTON, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 3, 2023	Apr 10, 2024	no	WILMINGTON, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Apr 10, 2024	Apr 1, 2024	-9	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:250:NC:2024-04-10	Apr 10, 2024	Apr 1, 2024	WILMINGTON, NC	Firm change

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Apr 1, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 3, 2023 to Apr 10, 2024factForm ADV

Dated events

Occurred
Apr 10, 2024
Advisor changed firm
L••• A••••• W•••••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2024-04-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:966696c5-2495-3479-3681-c882dea252ee
First observed: Apr 3, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.