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K•••••••• G••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••••••• G••••• R••••

Advisor at E••••• J••••

PARK RIDGE, IL

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Search this name across graphsid dfx:ria:966f4576-918f-f9d2-be24-b79d843dbb63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 3, 2016	n/a	yes	PARK RIDGE, IL	Current employment
A•• F•••• L••	Asset manager	May 14, 2013	Feb 18, 2016	no	CHICAGO, IL\|STAMFORD, CT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•• F•••• L••	E••••• J••••	Feb 18, 2016	Oct 3, 2016	228	Firm change	Other

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Oct 3, 2016 to presentfactForm ADV
→ A•• F•••• L••Registered adviserregistration: previous registration
May 14, 2013 to Feb 18, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:966f4576-918f-f9d2-be24-b79d843dbb63
First observed: May 14, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.