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Advisor at C•• A•••••••• L••
OCEAN PINES, MD | Punta Gorda, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•• A•••••••• L•• | Independent wealth | Apr 26, 2019 | n/a | yes | Punta Gorda, FL|OCEAN PINES, MD | Current employment |
| S•• I••••••••• A•••••••• I••• | Former SEC adviser | Aug 1, 2016 | Jul 1, 2019 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• I••••••••• A•••••••• I••• | C•• A•••••••• L•• | Jul 1, 2019 | Apr 26, 2019 | -66 | Firm change after gap | Ibd to RIA |
| W•• A•••••••• L• | S•• I••••••••• A•••••••• I••• | Aug 1, 2016 |
| Previous registration |
| W•• A•••••••• L• | Former SEC adviser | Mar 18, 2011 | Aug 1, 2016 | no | OCEAN PINES, MD | Previous registration |
| E•• F•••••••• A••••••• | Independent wealth | Feb 26, 2001 | Mar 18, 2011 | no | CHRISTIANA, DE|BERLIN, MD|LEWES, DE|LEWES, DE|HAVRE DE GRACE, MD | Previous registration |
| 0 |
| Firm change |
| Other |
| E•• F•••••••• A••••••• | W•• A•••••••• L• | Mar 18, 2011 | Mar 18, 2011 | 0 | Firm change | Other |