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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

NYDIG ASSET ADVISORY LLC

CRD 300650

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9678ad2a-3dba-ae19-8710-217b7fce6c73

Data as of Jun 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 12
On other graphs: 0
Observed: Feb 18, 2019 to Jun 30, 2022
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 262
Advisory employees: 21
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-114859
CRD: 300650
Filings on the tape: 9
First filed: Feb 18, 2019
Latest filed: Jun 30, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GANELES, SCOTT, CHARLES	ELECTED MANAGER	F	yes	12/2021	Mar 29, 2022	Jun 30, 2022
GUTMANN, ROBERT, DAVID	CHIEF EXECUTIVE OFFICER	Na	yes	02/2019	Feb 18, 2019	Jun 30, 2022
GUTMANN, ROBERT, DAVID	ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER	F	yes	12/2017	Feb 18, 2019	Jun 30, 2022
HELLER, DAVID, B	ELECTED MANAGER	F	yes	12/2017	Feb 18, 2019	Jun 30, 2022
MATHAS, THEODORE, ALEXANDER	ELECTED MANAGER	F	yes	03/2021	Mar 29, 2021	Jun 30, 2022
NEW YORK DIGITAL INVESTMENT GROUP LLC	Member	E	yes	04/2018	Feb 18, 2019	Jun 30, 2022
NYDIG IHC LLC	SOLE MEMBER	E	yes	06/2022	Feb 18, 2019	Jun 30, 2022
NYDIG INSTITUTIONAL HOLDINGS LLC	SOLE MEMBER	E	yes	06/2022	Jun 30, 2022	Jun 30, 2022
RESES, JACQUELINE, DAWN	ELECTED MANAGER	F	yes	01/2021	Mar 29, 2021	Jun 30, 2022
STAVIS, ROBERT, MICHAEL	ELECTED MANAGER	F	yes	12/2017	Feb 18, 2019	Jun 30, 2022
STEVENS, ROSS, LAWRENCE	MANAGER OF GENERAL PARTNER; LIMITED PARTNER	D	yes	09/2012	Feb 18, 2019	Jun 30, 2022
STEVENS, ROSS, LAWRENCE	ELECTED MANAGER	F	yes	12/2017	Feb 18, 2019	Jun 30, 2022
STONE RIDGE HOLDINGS GROUP LP	Member	C	yes	11/2017	Feb 18, 2019	Jun 30, 2022
DALBY, TIMOTHY, JOHN	CHIEF FINANCIAL OFFICER	Na	no	07/2021	Aug 27, 2021	Jun 30, 2022
DONAT, SAMUEL, LAWRENCE	CHIEF OPERATING OFFICER	Na	no	07/2021	Aug 27, 2021	Jun 30, 2022
GRINBERG, REUBEN, ALEXANDER	GENERAL COUNSEL	Na	no	01/2019	Feb 18, 2019	Jun 30, 2022
ROTHWELL, JAMES, THOMAS	CHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER	Na	no	01/2021	Mar 29, 2022	Jun 30, 2022
Shah, Tejas	GLOBAL HEAD OF INSTITUTIONAL FINANCE	Na	no	06/2022	Jun 30, 2022	Jun 30, 2022
STANZONI, CRYSTAL, TRAVANTI	CHIEF COMPLIANCE OFFICER	Na	no	08/2021	Aug 27, 2021	Jun 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STONE RIDGE ASSET MANAGEMENT LLC	n/a	Asset manager	$36B	N	yes	n/a
DRUG ROYALTIES CAYMAN FUND II (GP) LLC	n/a	n/a	n/a	N	yes	n/a
LONGTAIL FUND I (GP) LLC	n/a	n/a	n/a	N	yes	n/a
LONGTAIL RE (CAYMAN) SPC LTD.	n/a	n/a	n/a	N	yes	n/a
LONGTAIL UNDERWRITING LTD.	n/a	n/a	n/a	N	yes	n/a
NYDIG ASSET MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
NYDIG TRUST COMPANY LLC	n/a	n/a	n/a	N	yes	n/a
SRRF (GP) LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Mar 29, 2022	n/a	n/a	262	21	n/a	n/a
2020	Mar 29, 2021	n/a	n/a	127	20	n/a	n/a
2019	Mar 25, 2020	n/a	n/a	55	7	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	n/a	n/a	n/a	n/a	262	127	0	0

Relationships

Affiliated with (1)

→ STONE RIDGE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (11)

← STAVIS, ROBERT, MICHAELOwnerELECTED MANAGER, ownership code F, individual
Feb 18, 2019 to presentfactForm ADV
← GANELES, SCOTT, CHARLESOwnerELECTED MANAGER, ownership code F, individual
Mar 29, 2022 to presentfactForm ADV
← HELLER, DAVID, BOwnerELECTED MANAGER, ownership code F, individual
Feb 18, 2019 to presentfactForm ADV
← RESES, JACQUELINE, DAWNOwnerELECTED MANAGER, ownership code F, individual
Mar 29, 2021 to presentfactForm ADV
← STEVENS, ROSS, LAWRENCEOwnerELECTED MANAGER, ownership code F, individual
Feb 18, 2019 to presentfactForm ADV
← MATHAS, THEODORE, ALEXANDEROwnerELECTED MANAGER, ownership code F, individual
Mar 29, 2021 to presentfactForm ADV
← GUTMANN, ROBERT, DAVIDOwnerELECTED MANAGER AND CHIEF EXECUTIVE OFFICER, ownership code F, individual
Feb 18, 2019 to presentfactForm ADV
← NEW YORK DIGITAL INVESTMENT GROUP LLCOwnerMEMBER, ownership code E, domestic entity
Feb 18, 2019 to presentfactForm ADV
← NYDIG IHC LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Feb 18, 2019 to presentfactForm ADV
← NYDIG INSTITUTIONAL HOLDINGS LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jun 30, 2022 to presentfactForm ADV
← STONE RIDGE HOLDINGS GROUP LPOwnerMEMBER, ownership code C, domestic entity
Feb 18, 2019 to presentfactForm ADV

Owns (6)

← Shah, TejasOwnerGLOBAL HEAD OF INSTITUTIONAL FINANCE, ownership code NA, individual
Jun 30, 2022 to presentfactForm ADV
← DALBY, TIMOTHY, JOHNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 27, 2021 to presentfactForm ADV
← ROTHWELL, JAMES, THOMASOwnerCHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV
← STANZONI, CRYSTAL, TRAVANTIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 27, 2021 to presentfactForm ADV
← GRINBERG, REUBEN, ALEXANDEROwnerGENERAL COUNSEL, ownership code NA, individual
Feb 18, 2019 to presentfactForm ADV
← DONAT, SAMUEL, LAWRENCEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 27, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 29, 2022
Control person joined
Thomas James Rothwell (Chief Administrative Officer And Chief Legal Officer) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person joined
Charles Scott Ganeles (Elected Manager) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Meier Benjamin Lawsky (Elected Manager) no longer on Schedule A of Nydig Asset Advisory Llc (listed 2021-08-27, absent 2022-03-29)
Form ADVobserved 6 days ago
Occurred
Aug 27, 2021
Control person joined
John Timothy Dalby (Chief Financial Officer) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Alexander Theodore Mathas (Elected Manager) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Dawn Jacqueline Reses (Elected Manager) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
James Nathaniel Conrad (Head Of Investor Solutions) appeared on Schedule A of Nydig Asset Advisory Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person left
Edward Lawrence Leibowitz (Elected Manager) no longer on Schedule A of Nydig Asset Advisory Llc (listed 2020-03-25, absent 2021-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person left
Gordon Geoffrey Clark (Elected Manager) no longer on Schedule A of Nydig Asset Advisory Llc (listed 2020-03-25, absent 2021-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2020
Control person left
Sraw James Singh (Chief Technology Officer) no longer on Schedule A of Nydig Asset Advisory Llc (listed 2019-02-18, absent 2020-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2020
Control person left
Leo Robert Flatley (Chief Operating Officer) no longer on Schedule A of Nydig Asset Advisory Llc (listed 2019-02-18, absent 2020-03-25)
Form ADVobserved 6 days ago
Occurred
Feb 18, 2019
First Form ADV filing
Nydig Asset Advisory Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9678ad2a-3dba-ae19-8710-217b7fce6c73
First observed: Feb 18, 2019
Last observed: Jun 30, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NYDIG ASSET ADVISORY LLC

CRD 300650

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9678ad2a-3dba-ae19-8710-217b7fce6c73

Data as of Jun 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GANELES, SCOTT, CHARLES

ELECTED MANAGER

yes

12/2021

Mar 29, 2022

Jun 30, 2022

GUTMANN, ROBERT, DAVID

CHIEF EXECUTIVE OFFICER

yes

02/2019

Feb 18, 2019

Jun 30, 2022

GUTMANN, ROBERT, DAVID

ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER

yes

12/2017

Feb 18, 2019

Jun 30, 2022

HELLER, DAVID, B

ELECTED MANAGER

yes

12/2017

Feb 18, 2019

Jun 30, 2022

MATHAS, THEODORE, ALEXANDER

ELECTED MANAGER

yes

03/2021

Mar 29, 2021

Jun 30, 2022

NEW YORK DIGITAL INVESTMENT GROUP LLC

Member

yes

04/2018

Feb 18, 2019

Jun 30, 2022

NYDIG IHC LLC

SOLE MEMBER

yes

06/2022

Feb 18, 2019

Jun 30, 2022

NYDIG INSTITUTIONAL HOLDINGS LLC

SOLE MEMBER

yes

06/2022

Jun 30, 2022

RESES, JACQUELINE, DAWN

ELECTED MANAGER

yes

01/2021

Mar 29, 2021

Jun 30, 2022

STAVIS, ROBERT, MICHAEL

ELECTED MANAGER

yes

12/2017

Feb 18, 2019

Jun 30, 2022

STEVENS, ROSS, LAWRENCE

MANAGER OF GENERAL PARTNER; LIMITED PARTNER

yes

09/2012

Feb 18, 2019

Jun 30, 2022

STEVENS, ROSS, LAWRENCE

ELECTED MANAGER

yes

12/2017

Feb 18, 2019

Jun 30, 2022

STONE RIDGE HOLDINGS GROUP LP

Member

yes

11/2017

Feb 18, 2019

Jun 30, 2022

DALBY, TIMOTHY, JOHN

CHIEF FINANCIAL OFFICER

07/2021

Aug 27, 2021

Jun 30, 2022

DONAT, SAMUEL, LAWRENCE

CHIEF OPERATING OFFICER

07/2021

Aug 27, 2021

Jun 30, 2022

GRINBERG, REUBEN, ALEXANDER

GENERAL COUNSEL

01/2019

Feb 18, 2019

Jun 30, 2022

ROTHWELL, JAMES, THOMAS

CHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER

01/2021

Mar 29, 2022

Jun 30, 2022

Shah, Tejas

GLOBAL HEAD OF INSTITUTIONAL FINANCE

06/2022

Jun 30, 2022

STANZONI, CRYSTAL, TRAVANTI

CHIEF COMPLIANCE OFFICER

08/2021

Aug 27, 2021

Jun 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STONE RIDGE ASSET MANAGEMENT LLC

n/a

Asset manager

$36B

yes

n/a

DRUG ROYALTIES CAYMAN FUND II (GP) LLC

n/a

yes

n/a

LONGTAIL FUND I (GP) LLC

n/a

yes

n/a

LONGTAIL RE (CAYMAN) SPC LTD.

n/a

yes

n/a

LONGTAIL UNDERWRITING LTD.

n/a

yes

n/a

NYDIG ASSET MANAGEMENT LLC

n/a

yes

n/a

NYDIG TRUST COMPANY LLC

n/a

yes

n/a

SRRF (GP) LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

n/a

262

n/a

2020

Mar 29, 2021

n/a

127

n/a

2019

Mar 25, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

n/a

262

127