DFX Intelligence

J••••••• L•••••• H••• I•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••••••• L•••••• H••• I•

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | WINTER PARK, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 5, 2020	n/a	yes	NEWPORT BEACH, CA\|WINTER PARK, FL	Current employment
F•••••• W••••• M••••••••• I•••	Former SEC adviser	Nov 3, 2011	Apr 21, 2020	no	WINTER PARK, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• W••••• M••••••••• I•••	B••••• P••••• A•••••••• L••	Apr 21, 2020	Aug 5, 2020	106	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
106245:119290:FL:2020-04-21	Apr 21, 2020	Aug 5, 2020	WINTER PARK, FL	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 5, 2020 to presentfactForm ADV
→ F•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2011 to Apr 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 3, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.