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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

DAVID M KUBICA

Advisor at MORGAN STANLEY

PURCHASE, NY | Prospect Heights, IL

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Search this name across graphsid dfx:ria:967afdce-b5dc-c17a-e0cc-25e989d3cbba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 30, 2009
First registration: May 1, 2009
Dual registered: yes, broker-dealer
Other names: DAVID MATHEW KUBICA
IAPD individual key: 5659636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 13, 2022	n/a	yes	Prospect Heights, IL\|PURCHASE, NY	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 15, 2014	Feb 1, 2021	no	ENGLEWOOD, CO\|CHICAGO, IL\|Chicago, IL	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Nov 16, 2011	Nov 20, 2012	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	May 1, 2009	Nov 10, 2011	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	MORGAN STANLEY	Feb 1, 2021	Apr 13, 2022	436	Firm change after gap	Ibd to wirehouse
ADVANCED EQUITIES, INC.	CHARLES SCHWAB & CO., INC.	Nov 20, 2012	Jul 15, 2014	602	Firm change after gap	Other
DAVID A. NOYES & COMPANY	ADVANCED EQUITIES, INC.	Nov 10, 2011	Nov 16, 2011	6	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 15, 2014 to Feb 1, 2021factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Nov 16, 2011 to Nov 20, 2012factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
May 1, 2009 to Nov 10, 2011factForm ADV

Dated events

No dated event names this entity yet.