DFX Intelligence

M•••••• F••••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

M•••••• F••••••• P••••••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

ORLANDO, FL | DAYTONA BEACH, FL

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Search this name across graphsid dfx:ria:967e8451-4582-23be-7647-4d7387ce3f1a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Aug 8, 2017	n/a	yes	ORLANDO, FL\|DAYTONA BEACH, FL	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	May 14, 2014	Dec 9, 2015	no	TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	I••••••••• A••••• I••••••••• M••••••••• L••	Dec 9, 2015	Aug 8, 2017	608	Firm change after gap	Other
W•••• F•••• A•••••••	S••••••• I••••••••• S•••••••• I•••	Apr 15, 2014	May 14, 2014

Relationships

Registered with (6)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 8, 2017 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 14, 2014 to Dec 9, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2010 to Apr 15, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:967e8451-4582-23be-7647-4d7387ce3f1a
First observed: Mar 24, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.