This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 10, 2017

First registration

Jan 17, 2017

Dual registered

yes, broker-dealer

Other names

Shane Robert Murphy

IAPD individual key

6682833

• Occurred

  Sep 13, 2023
  Advisor changed firm

  Shane Murphy left Ubs Financial Services Inc. for New York Life Investment Management Llc (registered 2024-01-23)

  Form ADVobserved 5 days ago
• Occurred

  May 2, 2022
  Advisor changed firm

  Shane Murphy left New York Life Investment Management Llc for Ubs Financial Services Inc. (registered 2022-05-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:968d05f5-152b-2249-6f1e-00bef4e0aa02

First observed

Jan 17, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.