DFX Intelligence

T••••• R• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••••• R• H•••••

Advisor at M•• A•••••••• L••

LEXINGTON, KY | CINCINNATI, OH

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Search this name across graphsid dfx:ria:96940fee-e7df-dfda-dcfa-40e6941e0e27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• L••	Independent wealth	Jan 5, 2017	n/a	yes	LEXINGTON, KY\|CINCINNATI, OH	Current employment
M•• A•••••••• L••	Independent wealth	Sep 18, 2013	Dec 31, 2016	no	LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	N•• A•••••• S•••••••• L••	Sep 10, 2013	Sep 6, 2013	-4	Firm change	Other
N•• A•••••• S•••••••• L••	M•• A•••••••• L••	Sep 9, 2013	Sep 18, 2013

Relationships

Registered with (3)

→ M•• A•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2013 to Dec 31, 2016factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 9, 2007 to Sep 10, 2013factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 6, 2013 to Sep 9, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96940fee-e7df-dfda-dcfa-40e6941e0e27
First observed: Aug 9, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.