This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASIA GLOBAL ASSET MANAGEMENT, INC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 5, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

18derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S65

First exam

Jul 5, 2007

First registration

Jan 20, 2016

Dual registered

no

IAPD individual key

5442638

Graph

RIA / Wealth Management

Canonical id

dfx:ria:96956cc9-a624-23dd-76cc-ba402b9be55d

First observed

Jan 20, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.