DFX Intelligence

D•••• M•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

D•••• M•••••• R••••••••

Advisor at L•• F•••••••• L••

BULLHEAD CITY, AZ

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Search this name across graphsid dfx:ria:969e68a2-cdd9-4d75-f4ff-a06e1a648a65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2025	n/a	yes	BULLHEAD CITY, AZ	Current employment
S•• S••••••••• I•••	n/a	Nov 22, 2005	Jan 15, 2011	no	FRESNO, CA\|SAN DIEGO, CA\|Bullhead City, AZ\|SAN DIEGO, CA\|Bullhead City, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	S•• S••••••••• I•••	May 1, 2025	Nov 22, 2005	-7,100	Firm change after gap	Other
S•• S••••••••• I•••	L•• F•••••••• L••	Jan 15, 2011	May 1, 2025

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 12, 2005 to May 1, 2025factForm ADV
→ S•• S••••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2005 to Jan 15, 2011factForm ADV

Dated events

Occurred
May 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:969e68a2-cdd9-4d75-f4ff-a06e1a648a65
First observed: Jul 12, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.