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Advisor at LPL FINANCIAL LLC
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | FORT WAYNE, IN | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Sep 9, 2014 | Jul 10, 2025 | no | HOUSTON, TX|FORT WAYNE, IN | Previous registration |
| H. BECK, INC. | Former SEC adviser | Sep 2, 2008 | Sep 12, 2014 | no | FORT WAYNE, IN|MANCHESTER, MO|FORT WAYNE, IN|Rockville, MD | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Aug 4, 2006 | Sep 10, 2008 | no | INDIANAPOLIS, IN|WEST PALM BEACH, FL|HUNTINGTON BEACH, CA|WEST PALM BEACH, FL|ROANOKE, IN|BRIDGEWATER, NJ|SEMINOLE, FL|WOLCOTT, IN|FORT WAYNE, IN|WOODBRIDGE, NJ|INDIANAPOLIS, IN|NEW ORLEANS, LA|FORT WAYNE, IN|FORT WAYNE, IN|BRIDGEWATER, NJ|FT. WAYNE, IN|FT. WAYNE, IN|WOLCOTT, IN|FORT WAYNE, IN|WOODBRIDGE, NJ|INDIANAPOLIS, IN|NEW ORLEANS, LA|NEW ORLEANS, LA|WOLCOTT, IN|FORT WAYNE, IN|WOODBRIDGE, NJ|INDIANAPOLIS, IN|SEMINOLE, FL|FORT WAYNE, IN|FORT WAYNE, IN|SEMINOLE, FL|HUNTINGTON BEACH, CA|INDIANAPOLIS, IN | Previous registration |
| ATLAS CAPITAL MANAGEMENT CORP | Independent wealth | Mar 17, 1999 | Jul 2, 2003 | no | FORT WAYNE, IN | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Mar 17, 1998 | Aug 9, 2006 | no | FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN|COLUMBIA, MD|FORT WAYNE, IN|INDIANAPOLIS, IN|MISHAWAKA, IN|NEW PALESTINE, IN|WOLCOTT, IN|SYRACUSE, IN|NEW ORLEANS, LA|LANHAM, MD|SEMINOLE, FL|COLUMBUS, OH|JAMESVILLE, NY|EDISON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | NEXT FINANCIAL GROUP, INC. | Sep 12, 2014 | Sep 9, 2014 | -3 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | H. BECK, INC. | Sep 10, 2008 | Sep 2, 2008 | -8 | Firm change | Other |
| SII INVESTMENTS, INC. | ATLAS CAPITAL MANAGEMENT CORP | Aug 9, 2006 | Mar 17, 1999 | -2,702 | Firm change after gap | Other |
| ATLAS CAPITAL MANAGEMENT CORP | GUNNALLEN FINANCIAL, INC | Jul 2, 2003 | Aug 4, 2006 | 1,129 | Firm change after gap | Other |