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Advisor at CHARLES SCHWAB & CO., INC.
Lone Tree, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 11, 2017 | n/a | yes | Lone Tree, CO | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Sep 30, 2016 | Jan 11, 2017 | no | LONE TREE, CO | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jun 4, 2013 | Sep 13, 2016 | no | COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | CHARLES SCHWAB & CO., INC. | Jan 11, 2017 | Jan 11, 2017 | 0 | Channel change | Other |
| STRATEGIC ADVISERS LLC | SCHWAB WEALTH ADVISORY, INC. | Sep 13, 2016 | Sep 30, 2016 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159035:5393:CO:2017-01-09 | Jan 11, 2017 | Jan 11, 2017 | LONE TREE, CO | Firm change |