DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Memphis, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 11, 2023 | n/a | yes | Memphis, TN | Current employment |
| DUNCAN-WILLIAMS, INC. | Former SEC adviser | Dec 10, 2012 | Feb 21, 2014 | no | MEMPHIS (SHELBY), TN|MEMPHIS, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 14, 2004 | Apr 23, 2004 | no | MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DUNCAN-WILLIAMS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 21, 2014 | Dec 11, 2023 | 3,580 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | DUNCAN-WILLIAMS, INC. | Apr 23, 2004 | Dec 10, 2012 | 3,153 | Firm change after gap | Other |