DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 156746
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| N••• L•••• C•••••• O••••••• F•••• L••• | Hedge Fund | $176M | Mar 20, 2024 | 28 | Feb 13, 2012 | reported | 021-81823 |
| N••• L•••• C•••••• P•••••••• L• | Hedge Fund | $149M | Mar 20, 2024 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• D••••• W•••••• | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2010 | Feb 13, 2012 | Mar 20, 2024 |
| M•••••••• B••••••• P••• | MANAGING MEMBER | E | yes | 03/2005 | Feb 13, 2012 | Mar 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $266M | $325M | -18.2% | $480M | -17.9% | 4 | 4 | 0 | 0 |
| 52 |
| Feb 13, 2012 |
| reported |
| 021-76521 |
| N••• L•••• C•••••• H•••••• F•••• L••• | Hedge Fund | $0 | Mar 14, 2019 | 0 | Feb 13, 2012 | dropped | 021-109480 |
| MANAGING MEMBER |
| Na |
| yes |
| 03/2005 |
| Feb 13, 2012 |
| Mar 20, 2024 |
| Mar 20, 2025 |
| $266M |
| $266M |
| 4 |
| 3 |
| 0 |
| 2 |
| n/a |
| 2023 | Mar 20, 2024 | $325M | $325M | 4 | 3 | 0 | 2 | $325M |
| 2022 | Mar 27, 2023 | $358M | $358M | 4 | 3 | 0 | 2 | $358M |
| 2021 | Mar 21, 2022 | $480M | $480M | 4 | 3 | 0 | 2 | $480M |
| 2020 | Mar 18, 2021 | $593M | $593M | 4 | 3 | 0 | 2 | $593M |
| 2019 | Mar 17, 2020 | $647M | $647M | 4 | 3 | 0 | 2 | $647M |
| 2018 | Mar 14, 2019 | $666M | $666M | 4 | 3 | 0 | 3 | $666M |
| 2017 | Mar 22, 2018 | $886M | $886M | 5 | 4 | 0 | 3 | $886M |
| 2016 | Mar 27, 2017 | $1.1B | $1.1B | 5 | 4 | n/a | 3 | $1.1B |
| 2015 | Mar 29, 2016 | $1.3B | $1.3B | 5 | 4 | n/a | 3 | $1.3B |
| 2014 | Mar 19, 2015 | $1.4B | $1.4B | 5 | 4 | n/a | 3 | $1.4B |
| 2013 | Mar 18, 2014 | $1.3B | $1.3B | 5 | 4 | n/a | 3 | $1.3B |
| 2012 | Mar 22, 2013 | $1.2B | $1.2B | 5 | 4 | n/a | 3 | $1.2B |