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Advisor at WELLS FARGO ADVISORS
JANESVILLE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 14, 2018 | n/a | yes | JANESVILLE, WI | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Aug 1, 2012 | Nov 15, 2018 | no | BELOIT, WI|JANESVILLE, WI | Previous registration |
| M&I FINANCIAL ADVISORS, INC. | Former SEC adviser | Apr 20, 2012 | Aug 1, 2012 | no | BELOIT, WI | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | Jun 21, 2011 | Apr 18, 2012 | no | MILWAUKEE, WI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 12, 2007 | Jun 6, 2011 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | WELLS FARGO ADVISORS | Nov 15, 2018 | Nov 14, 2018 | -1 | Firm change | Ibd to wirehouse |
| M&I FINANCIAL ADVISORS, INC. | BMO HARRIS FINANCIAL ADVISORS, INC | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| M&I INVESTMENT MANAGEMENT CORP. | M&I FINANCIAL ADVISORS, INC. | Apr 18, 2012 | Apr 20, 2012 | 2 | Channel change | Other |
| UBS FINANCIAL SERVICES INC. | M&I INVESTMENT MANAGEMENT CORP. | Jun 6, 2011 | Jun 21, 2011 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137115:19616:WI:2018-11-14 | Nov 15, 2018 | Nov 14, 2018 | JANESVILLE, WI | Firm change |