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Reading the graph
Advisor at MORGAN STANLEY
Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Irvine, CA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Mar 25, 2009 | Jun 1, 2009 | no | IRVINE, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Mar 25, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 4, 2002 | Jan 2, 2009 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MORGAN STANLEY & CO. LLC | Mar 25, 2009 | Mar 25, 2009 | 0 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |