DFX Intelligence

C••••••••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserInstitutional managerSEC registeredRAUM 1b 10b

C••••••••• I••••••••• M•••••••••

CIM INVESTMENT MANAGEMENT INC, CRD 106292

PITTSBURGH, PA

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 1
Observed: Mar 31, 2012 to Mar 30, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••••••• I••••••••• M•••••••••

Investment consultant · key_cik, key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.03 institutional_share=0.97 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• A•••••• C••••••	President	E	yes	01/2003	Mar 31, 2012	Mar 27, 2024
M•••••• S••••• M••••••	CHIEF ADMINISTATIVE OFFICER	Na	no	06/2008	Mar 31, 2012	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••• W••• F•••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.2B	9.5%	$1.0B	7.2%	7	7	0	0

Relationships

Controls (1)

← F•••••• A•••••• C••••••OwnerPRESIDENT, ownership code E, individual
Mar 31, 2012 to Mar 27, 2024factForm ADV

Owns (3)

← M•••••• S••••• M••••••OwnerCHIEF ADMINISTATIVE OFFICER, ownership code NA, individual
Mar 31, 2012 to Mar 27, 2024factForm ADV
← S•••••• A••••••• L•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2012 to Mar 27, 2024factForm ADV
← S•••••••• J•••••• R•••••OwnerSENIOR VICE PRESIDENT, ownership code NA, individual

Dated events

Order

Occurred
30 Mar 2026
Ria ownership band change
••• Locked
Form ADV
Occurred
30 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
29 Mar 2019
Regulatory AUM changed
••• Locked
Form ADV
down $863M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 31, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$1.1B	$1.1B	8	8	n/a	n/a	n/a
2014	Mar 30, 2015	$1.1B	$1.1B	8	8	n/a	n/a	n/a
2013	Mar 31, 2014	$1.0B	$1.0B	8	8	n/a	n/a	n/a
2012	Mar 28, 2013	$985M	$972M	7	5	n/a	n/a	n/a
2011	Mar 31, 2012	$881M	$869M	n/a	n/a	n/a	n/a	n/a