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Advisor at SCOTT CAPITAL ADVISORS, LLC
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCOTT CAPITAL ADVISORS, LLC | Mixed wealth | Jul 31, 2020 | n/a | yes | PORTLAND, OR | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Aug 3, 2020 | no | SISTERS, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 10, 2003 | Jul 1, 2003 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SCOTT CAPITAL ADVISORS, LLC | Aug 3, 2020 | Jul 31, 2020 | -3 | Firm change | Wirehouse to new firm |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:307980:OR:2020-08-03 | Aug 3, 2020 | Jul 31, 2020 | PORTLAND, OR | Firm change |