DFX Intelligence
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Reading the graph
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Advisor at M•••• A••••••• A•••••••••
FALMOUTH, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• A••••••• A••••••••• | Independent wealth | Jan 4, 2021 | n/a | yes | FALMOUTH, ME|FALMOUTH, ME | Current employment |
| M•••• A••••••• A••••••••• I••• | n/a | Jan 2, 2015 | Apr 1, 2021 | no | Warren, ME|NEW SHARON, ME|Brunswick, ME|Portland, ME |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• A••••••• A••••••••• I••• | M•••• A••••••• A••••••••• | Apr 1, 2021 | Jan 4, 2021 | -87 | Firm change after gap | Other |
| C•••••• G•••• • C• I•• | M•••• A••••••• A••••••••• I••• | Dec 31, 2014 | Jan 2, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173886:311679:ME:2021-04-01 | Apr 1, 2021 | Jan 4, 2021 | PORTLAND, ME | Firm change after gap |
| C•••••• G•••• • C• I•• | Former SEC adviser | Jan 20, 2010 | Dec 31, 2014 | no | BATH, ME|NEW SHARON, ME|SYRACUSE, NY|BRUNSWICK, ME | Previous registration |
| M•••• A••••••••• A•••••••• I••• | n/a | Feb 9, 2007 | Oct 6, 2011 | no | NEW SHARON, ME | Previous registration |
| 2 |
| Firm change |
| Other |
| M•••• A••••••••• A•••••••• I••• | C•••••• G•••• • C• I•• | Oct 6, 2011 | Jan 20, 2010 | -624 | Firm change after gap | Other |