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Advisor at RBC CAPITAL MARKETS, LLC
BOCA RATON, FL | Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 14, 2022 | n/a | yes | BOCA RATON, FL|Boca Raton, FL | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Jan 21, 2022 | no | ATLANTA, GA | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jul 20, 2016 | Feb 17, 2021 | no | FT LAUDERDALE, FL|Palm Beach, FL|Palm Beach, FL|BOCA RATON, FL|RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 23, 2008 | Aug 10, 2016 | no | BOCA RATON, FL|SAN JUAN, PR | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 16, 2008 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 13, 2003 | Apr 2, 2007 | no | FT. LAUDERDALE, FL|FT.LAUDERDAL, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | RBC CAPITAL MARKETS, LLC | Jan 21, 2022 | Jan 14, 2022 | -7 | Firm change | Ibd to ibd |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | BB&T SECURITIES, LLC | Aug 10, 2016 | Jul 20, 2016 | -21 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | May 16, 2008 | May 23, 2008 | 7 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |