DFX Intelligence

S••••• L••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

S••••• L••• B••••••••

Advisor at L••••• F•••••••• I••••••••• A••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:96cfc02f-62f2-7dd5-0d0e-6aab0744fa54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• I••••••••• A••••••• L••	I•••••••••_WEALTH	Jan 26, 2023	n/a	yes	LOUISVILLE, KY	Current employment
F•••• K••••••• S••••••••• C•••	I•••••••••_WEALTH	Nov 2, 2005	Jan 13, 2023	no	LOUISVILLE, KY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• K••••••• S••••••••• C•••	L••••• F•••••••• I••••••••• A••••••• L••	Jan 13, 2023	Jan 26, 2023	13	Firm change	RIA to new firm
W•••• F•••• A•••••••	F•••• K••••••• S••••••••• C•••	Aug 1, 2005	Nov 2, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
7524:324258:KY:2023-01-13	Jan 13, 2023	Jan 26, 2023	LOUISVILLE, KY	Firm change

Relationships

Registered with (3)

→ L••••• F•••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 26, 2023 to presentfactForm ADV
→ F•••• K••••••• S••••••••• C•••Registered adviserregistration: previous registration
Nov 2, 2005 to Jan 13, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 12, 2005 to Aug 1, 2005factForm ADV

Dated events

Occurred
Jan 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96cfc02f-62f2-7dd5-0d0e-6aab0744fa54
First observed: Apr 12, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.