DFX Intelligence

R•••• A•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst42 years in industry

R•••• A•••• S••••••••

Advisor at R••••••••• L••

TRAVELERS REST, SC

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Search this name across graphsid dfx:ria:96d2ee67-9233-7048-d6d5-fc0f43315e4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 5, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• L••	State registered	Nov 30, 2025	n/a	yes	TRAVELERS REST, SC	Current employment
S•••••••• I••••••••• M••••••••• I••	Former SEC adviser	Apr 16, 2012	Oct 30, 2017	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• M••••••••• I••	R••••••••• L••	Oct 30, 2017	Nov 30, 2025	2,953	Firm change after gap	Other

Relationships

Registered with (2)

→ R••••••••• L••Registered adviserregistration: current employment
Nov 30, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 16, 2012 to Oct 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96d2ee67-9233-7048-d6d5-fc0f43315e4b
First observed: Apr 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.