DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SAMANTHA LUCILLE ZAPOLEON

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Boca Raton, FL | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96d63265-b6ce-3753-3717-a74f3a8c96df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 4, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 24, 1997
First registration: Nov 4, 1997
Dual registered: yes, broker-dealer
Other names: SAM ZAPOLEON|SAMANTHA L ZAPOLEON|SAMANTHA LUCILLE ZAPOLEON|SAMANTHA SIEGEL|SAMANTHA L SIEGEL
IAPD individual key: 2803072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Dec 18, 2020	n/a	yes	Boca Raton, FL\|ATLANTA, GA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 26, 2019	Dec 14, 2020	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 27, 2019	no	BOCA RATON, FL\|Boca Raton, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 16, 2009	Jun 1, 2009	no	BOCA RATON, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 4, 1997	Jan 29, 2009	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ROCKEFELLER CAPITAL MANAGEMENT	Dec 14, 2020	Dec 18, 2020	4	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 27, 2019	Sep 26, 2019	-1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Jan 29, 2009	Jan 16, 2009	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:FL:2019-09-23	Sep 27, 2019	Sep 26, 2019	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2019 to Dec 14, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 27, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 4, 1997 to Jan 29, 2009factForm ADV

Dated events

No dated event names this entity yet.