K••• L•• H•••

Advisor at H•••••••• A•••••••• I•••

ST. LOUIS, MO | St. Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96d7d731-cccf-680f-a7b9-db2fd4d514d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	St. Louis, MO\|ST. LOUIS, MO	Current employment
E••••• J••••	National bd RIA	Jan 24, 2025	May 29, 2026	no	ST. LOUIS, MO\|Fenton, MO\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	H•••••••• A•••••••• I•••	May 29, 2026	Jun 1, 2026	3	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ H•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 24, 2025 to May 29, 2026factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96d7d731-cccf-680f-a7b9-db2fd4d514d2
First observed: Jan 24, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.