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RIA / WealthAdvisorCertified Financial Planner12 years in industry

MATTHEW ROBERT MCBROOM

Advisor at AARON WEALTH ADVISORS

Carmel, IN | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96e035ec-4cf0-81c8-fbc7-07066bdb5a65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AARON WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 27, 2013
First registration: Sep 27, 2013
Dual registered: no
Other names: MATT ROBERT MCBROOM
IAPD individual key: 6227890

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AARON WEALTH ADVISORS	Independent wealth	Sep 19, 2023	n/a	yes	CHICAGO, IL\|Carmel, IN	Current employment
SBC WEALTH MANAGEMENT	Former SEC adviser	Dec 9, 2019	Aug 31, 2023	no	INDIANAPOLIS, IN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2016	Dec 10, 2019	no	INDIANAPOLIS, IN	Previous registration
MORGAN STANLEY	Wirehouse	Sep 27, 2013	Nov 24, 2015	no	Chicago, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SBC WEALTH MANAGEMENT	AARON WEALTH ADVISORS	Aug 31, 2023	Sep 19, 2023	19	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	SBC WEALTH MANAGEMENT	Dec 10, 2019	Dec 9, 2019	-1	Firm change	Wirehouse to RIA
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 24, 2015	Nov 4, 2016	346	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:8174:IL:2015-11-24	Nov 24, 2015	Nov 4, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ AARON WEALTH ADVISORSRegistered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ SBC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 9, 2019 to Aug 31, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2016 to Dec 10, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 27, 2013 to Nov 24, 2015factForm ADV

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
Matthew Robert Mcbroom left Sbc Wealth Management for Aaron Wealth Advisors (registered 2023-09-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96e035ec-4cf0-81c8-fbc7-07066bdb5a65
First observed: Sep 27, 2013
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATTHEW ROBERT MCBROOM

Advisor at AARON WEALTH ADVISORS

Carmel, IN | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96e035ec-4cf0-81c8-fbc7-07066bdb5a65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AARON WEALTH ADVISORS

Independent wealth

Sep 19, 2023

n/a

yes

CHICAGO, IL|Carmel, IN

Current employment

SBC WEALTH MANAGEMENT

Former SEC adviser

Dec 9, 2019

Aug 31, 2023

INDIANAPOLIS, IN

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Nov 4, 2016

Dec 10, 2019

INDIANAPOLIS, IN

Previous registration

MORGAN STANLEY

Wirehouse

Sep 27, 2013

Nov 24, 2015

Chicago, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SBC WEALTH MANAGEMENT

AARON WEALTH ADVISORS

Aug 31, 2023

Sep 19, 2023

Firm change

RIA to RIA

UBS FINANCIAL SERVICES INC.

SBC WEALTH MANAGEMENT

Dec 10, 2019

Dec 9, 2019

-1

Firm change

Wirehouse to RIA

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

Nov 24, 2015

Nov 4, 2016

346

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

149777:8174:IL:2015-11-24

Nov 24, 2015

Nov 4, 2016

CHICAGO, IL

Firm change