DFX Intelligence

B•••• J••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••• J••••• A•••••

Advisor at E••••••• P•••••••

MINNETONKA, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••••••	Independent wealth	Oct 6, 2023	n/a	yes	MINNETONKA, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Dec 31, 2023	no	BLOOMINGTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	C••••• I••••••••• A••••••• L••	Jan 16, 2024	Jun 29, 2023	-201	Firm change after gap	RIA to ibd
C••••• I••••••••• A••••••• L••	E••••••• P•••••••	Dec 31, 2023	Oct 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:113074:MN:2023-06-29	Jun 29, 2023	Jan 27, 2014	BLOOMINGTON, MN	Firm change after gap

Relationships

Registered with (5)

→ E••••••• P•••••••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 27, 2014 to Jan 16, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Dec 31, 2023factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Order

Occurred
16 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 15, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.