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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
LA CROSSE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 26, 2025 | n/a | yes | LA CROSSE, WI | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 2, 2024 | Apr 29, 2025 | no | ROCHESTER, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 6, 2018 | Jul 11, 2024 | no | MINNEAPOLIS, MN|ONALASKA, WI|LA CROSSE, WI|LA CROSSE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 29, 2025 | Jun 26, 2025 | 58 | Firm change | Other |
| WELLS FARGO ADVISORS | OSAIC WEALTH, INC. | Jul 11, 2024 | Jul 2, 2024 | -9 | Firm change | Wirehouse to ibd |