DFX Intelligence

R••• D••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••• D••••••• M•••••

Advisor at C••••••••• A••••••• A•••• M••••••••• L••

BETHLEHEM, PA

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Search this name across graphsid dfx:ria:96f0062d-02a8-4e19-8d42-ee31d6d6e3a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A••••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A••••••• A•••• M••••••••• L••	Other adviser	Feb 9, 2006	n/a	yes	BETHLEHEM, PA	Current employment
Y•• A•••• M••••••••• I•••	n/a	Jul 18, 2005	Mar 2, 2006	no	BETHLEHEM, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• I••••••••• I••••••••• L••	C••••••••• A••••••• A•••• M••••••••• L••	Dec 31, 2017	Feb 9, 2006	-4,343	Channel change	Other
Y•• A•••• M••••••••• I•••	C••••••••• I••••••••• I••••••••• L••	Mar 2, 2006	Jul 18, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
44664:138638:PA:2017-12-31	Dec 31, 2017	Feb 9, 2006	BETHLEHEM, PA	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 9, 2006 to presentfactForm ADV
→ C••••••••• I••••••••• I••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2005 to Dec 31, 2017factForm ADV
→ Y•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2005 to Mar 2, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96f0062d-02a8-4e19-8d42-ee31d6d6e3a8
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.