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CRD 108279
LITTLE SILVER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MERCER, HENRY, D. | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | yes | 12/1998 | Feb 6, 2012 | Feb 23, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Feb 22, 2021 | $293M | $288M | 4 | 3 | 0 | n/a | n/a |
| 2019 | Mar 7, 2020 | $269M | $264M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Feb 17, 2019 | $221M | $217M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Feb 7, 2018 | $227M | $222M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $202M | $198M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Feb 1, 2016 | $192M | $190M | 3 | 3 | n/a | n/a | n/a |
| 2014 | Mar 5, 2015 | $196M | $194M | 3 | 3 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $168M | $167M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Feb 25, 2013 | $145M | $143M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Feb 6, 2012 | $126M | $123M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $293M | $269M | 9.0% | $227M | 9.0% | 4 | 3 | 0 | 0 |