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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

NORTHERN TRUST GLOBAL INVESTMENTS LTD

CRD 111900

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96f97eb3-8ab2-b25f-db1b-958727828069

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 14
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.64 institutional_share=0.36 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $208BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $208B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 115
Advisory employees: 22
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 198
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-60152
CIK: 1145619
CRD: 111900
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Other (specify)
Website: pointofview.northerntrust.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTHOLOMEW, RICHARD, EDWARD	Director	Na	yes	06/2023	Mar 30, 2012	Mar 25, 2024
Hallsworth, Adam, Charles Searle	CHIEF FINANCIAL OFFICER	Na	yes	10/2022	Mar 30, 2023	Mar 25, 2024
MCCAREINS, JOHN, MARTIN	CHIEF EXECUTIVE OFFICER	Na	yes	10/2023	Dec 19, 2023	Mar 25, 2024
MCILRATH, FRANCES, EMELIA MARY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 29, 2019	Mar 25, 2024
NORTHERN INTERNATIONAL BANKING CORPORATION	Shareholder	E	yes	12/2006	Mar 30, 2012	Mar 25, 2024
NORTHERN TRUST CORPORATION	Shareholder	E	yes	05/2000	Mar 30, 2012	Mar 25, 2024
NORTHERN TRUST MANAGEMENT SERVICES LIMITED	Shareholder	E	yes	12/2006	Mar 30, 2012	Mar 25, 2024
Rippey, James, David	Director	Na	yes	02/2020	Mar 30, 2021	Mar 25, 2024
SHAH, BIMAL	Director	Na	yes	09/2015	Mar 31, 2014	Mar 25, 2024
THE NORTHERN TRUST COMPANY	Shareholder	E	yes	05/2000	Mar 30, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHERN TRUST INVESTMENTS, INCORPORATED	n/a	Asset manager	$1245B	N	yes	n/a
50 SOUTH CAPITAL ADVISORS, LLC	n/a	Asset manager	$16B	N	yes	n/a
NORTHERN TRUST SECURITIES, INC.	n/a	Bd affiliated wealth	$1.7B	N	yes	n/a
NORTHERN TRUST ASSET MANGEMENT AUSTRALIA PTY LTD	n/a	n/a	n/a	N	yes	n/a
NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
NORTHERN TRUST GLOBAL ADVISORS, INC	n/a	n/a	n/a	N	yes	n/a
NORTHERN TRUST GLOBAL INVESTMENTS JAPAN K.K.	n/a	n/a	n/a	N	yes	n/a
NORTHERN TRUST SECURITIES LLP	n/a	n/a	n/a	N	yes	n/a
THE NORTHERN TRUST COMPANY	n/a	n/a	n/a	Y	yes	n/a
THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$208B	$208B	115	22	0	n/a	n/a
2024	Mar 25, 2025	$189B	$189B	104	19	0	n/a	n/a
2023	Mar 25, 2024	$160B	$160B	94	18	0	n/a	n/a
2022	Mar 30, 2023	$143B	$143B	96	17	0	n/a	n/a
2021	Mar 31, 2022	$173B	$173B	97	26	0	n/a	n/a
2020	Mar 30, 2021	$162B	$162B	78	24	0	n/a	n/a
2019	Mar 30, 2020	$146B	$146B	73	25	2	n/a	n/a
2018	Mar 29, 2019	$136B	$136B	70	31	3	n/a	n/a
2017	Mar 29, 2018	$162B	$162B	80	42	3	n/a	n/a
2016	Mar 28, 2017	$127B	$127B	79	39	n/a	n/a	n/a
2015	Mar 30, 2016	$134B	$134B	67	33	n/a	n/a	n/a
2014	Mar 31, 2015	$171B	$171B	68	33	n/a	1	$66.5M
2013	Mar 31, 2014	$156B	$156B	65	30	n/a	1	$63.5M
2012	Mar 28, 2013	$119B	$119B	66	33	n/a	1	$51.8M
2011	Mar 30, 2012	$104B	$104B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$208B	$189B	10.1%	$143B	13.4%	115	104	0	0

Relationships

Affiliated with (8)

← NORTHERN TRUST SECURITIES, INCRegistered adviserother investment adviser, common control
factForm ADV
← NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserother investment adviser, common control
factForm ADV
← 50 SOUTH CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ 50 SOUTH CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
← BELVEDERE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← THE NORTHERN TRUST COMPANY OF CONNECTICUTRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← MCCAREINS, JOHN, MARTINOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 19, 2023 to Mar 25, 2024factForm ADV
← BARTHOLOMEW, RICHARD, EDWARDOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV
← SHAH, BIMALOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2014 to Mar 25, 2024factForm ADV
← MCILRATH, FRANCES, EMELIA MARYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to Mar 25, 2024factForm ADV
← Rippey, James, DavidOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2021 to Mar 25, 2024factForm ADV
← Hallsworth, Adam, Charles SearleOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2023 to Mar 25, 2024factForm ADV
← NORTHERN INTERNATIONAL BANKING CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 25, 2024factForm ADV
← NORTHERN TRUST CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 25, 2024factForm ADV
← NORTHERN TRUST MANAGEMENT SERVICES LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Mar 25, 2024factForm ADV
← THE NORTHERN TRUST COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 25, 2024factForm ADV

Dated events

Occurred
Dec 19, 2023
Control person left
Martha Mary Fee (Chief Operating Officer) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2023-06-30, absent 2023-12-19)
Form ADVobserved 5 days ago
Occurred
Dec 19, 2023
Control person left
Ellen Marie Dzanis (Director) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2023-06-30, absent 2023-12-19)
Form ADVobserved 5 days ago
Occurred
Dec 19, 2023
Control person joined
Martin John Mccareins (Chief Executive Officer) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Martha Fee (Chief Operating Officer) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2022-03-31, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Martha Mary Fee (Chief Operating Officer) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Charles Searle Adam Hallsworth (Director) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
David James Rippey (Director) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Edward Richard Bartholomew (Director) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
Ronald John Davie (Chief Financial Officer) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2020-03-30, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
Robert Andrew Clayton (Director) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2020-03-30, absent 2021-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Mary Hazel Mcneilage (Director) no longer on Schedule A of Northern Trust Global Investments Ltd (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Ellen Marie Dzanis (Chief Executive Officer) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Frances Mcilrath (Chief Compliance Officer) appeared on Schedule A of Northern Trust Global Investments Ltd
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Northern Trust Global Investments Ltd reported RAUM $161.8B, up 28% from $126.8B (2018-02-16 to 2018-03-29)
Form ADVobserved 5 days ago
$35.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96f97eb3-8ab2-b25f-db1b-958727828069
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHERN TRUST GLOBAL INVESTMENTS LTD

CRD 111900

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96f97eb3-8ab2-b25f-db1b-958727828069

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTHOLOMEW, RICHARD, EDWARD

Director

yes

06/2023

Mar 30, 2012

Mar 25, 2024

Hallsworth, Adam, Charles Searle

CHIEF FINANCIAL OFFICER

yes

10/2022

Mar 30, 2023

Mar 25, 2024

MCCAREINS, JOHN, MARTIN

CHIEF EXECUTIVE OFFICER

yes

10/2023

Dec 19, 2023

Mar 25, 2024

MCILRATH, FRANCES, EMELIA MARY

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 29, 2019

Mar 25, 2024

NORTHERN INTERNATIONAL BANKING CORPORATION

Shareholder

yes

12/2006

Mar 30, 2012

Mar 25, 2024

NORTHERN TRUST CORPORATION

Shareholder

yes

05/2000

Mar 30, 2012

Mar 25, 2024

NORTHERN TRUST MANAGEMENT SERVICES LIMITED

Shareholder

yes

12/2006

Mar 30, 2012

Mar 25, 2024

Rippey, James, David

Director

yes

02/2020

Mar 30, 2021

Mar 25, 2024

SHAH, BIMAL

Director

yes

09/2015

Mar 31, 2014

Mar 25, 2024

THE NORTHERN TRUST COMPANY

Shareholder

yes

05/2000

Mar 30, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHERN TRUST INVESTMENTS, INCORPORATED

n/a

Asset manager

$1245B

yes

n/a

50 SOUTH CAPITAL ADVISORS, LLC

n/a

Asset manager

$16B

yes

n/a

NORTHERN TRUST SECURITIES, INC.

n/a

Bd affiliated wealth

$1.7B

yes

n/a

NORTHERN TRUST ASSET MANGEMENT AUSTRALIA PTY LTD

n/a

yes

n/a

NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED

n/a

yes

n/a

NORTHERN TRUST GLOBAL ADVISORS, INC

n/a

yes

n/a

NORTHERN TRUST GLOBAL INVESTMENTS JAPAN K.K.

n/a

yes

n/a

NORTHERN TRUST SECURITIES LLP

n/a

yes

n/a

THE NORTHERN TRUST COMPANY

n/a

yes

n/a

THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$208B

115

n/a

2024

Mar 25, 2025

$189B

104

n/a

2023

Mar 25, 2024

$160B

n/a

2022

Mar 30, 2023

$143B

n/a

2021

Mar 31, 2022

$173B

n/a

2020

Mar 30, 2021

$162B

n/a

2019

Mar 30, 2020

$146B

n/a

2018

Mar 29, 2019

$136B

n/a

2017

Mar 29, 2018

$162B

n/a

2016

Mar 28, 2017

$127B

n/a

2015

Mar 30, 2016

$134B

n/a

2014

Mar 31, 2015

$171B

n/a

$66.5M

2013

Mar 31, 2014

$156B

n/a

$63.5M

2012

Mar 28, 2013

$119B

n/a

$51.8M

2011

Mar 30, 2012

$104B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$208B

$189B

10.1%

$143B

13.4%

115

104