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Reading the graph
Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
WHEATON, IL | ST. LOUIS, MO | St. Charles, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Jan 19, 2018 | n/a | yes | ST. LOUIS, MO|WHEATON, IL|St. Charles, IL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 18, 2009 | Jan 25, 2018 | no | NAPERVILLE, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jun 18, 2009 | no | ST. CHARLES, IL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 19, 2000 | Jan 1, 2008 | no | ST. CHARLES, IL|ST. LOUIS, MO|SAINT CHARLES, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Jan 25, 2018 | Jan 19, 2018 | -6 | Firm change | Other |
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jun 18, 2009 | Jun 18, 2009 | 0 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |