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N••••• K•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

N••••• K•••• K•••••••

Advisor at V••••• W••••• S••••••••• L••

Sonora, CA

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Search this name across graphsid dfx:ria:97041659-7d87-94eb-e8b2-4d924a7a8adf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• W••••• S••••••••• L••	Independent wealth	Oct 20, 2017	n/a	yes	Sonora, CA	Current employment
V••••• W••••• S•••••••••	n/a	May 16, 2017	Dec 31, 2017	no	Sonora, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• W••••• S•••••••••	V••••• W••••• S••••••••• L••	Dec 31, 2017	Oct 20, 2017	-72	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	V••••• W••••• S•••••••••	Nov 29, 2017	May 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282275:289737:CA:2017-12-31	Dec 31, 2017	Oct 20, 2017	SONORA, CA	Firm change after gap
29604:282275:CA:2017-11-29	Nov 29, 2017	May 16, 2017	SONORA, CA	Firm change after gap

Relationships

Registered with (5)

→ V••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ V••••• W••••• S•••••••••Registered adviserregistration: previous registration
May 16, 2017 to Dec 31, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Oct 6, 2009 to Nov 29, 2017factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97041659-7d87-94eb-e8b2-4d924a7a8adf
First observed: Aug 7, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.