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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

Jay David Angotti

Advisor at KPC FINANCIAL SOLUTIONS, LLC

AMARILLO, TX | Dallas, TX | SOUTHLAKE, TX

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Search this name across graphsid dfx:ria:97056fdb-60bf-7ef0-4f39-ffccb59783e5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2011 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KPC FINANCIAL SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 12, 2016
First registration: Aug 12, 2011
Dual registered: yes, broker-dealer
Other names: JAY ANGOTTI|JAY D ANGOTTI
IAPD individual key: 5890221

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 15, 2026	n/a	yes	AMARILLO, TX\|Dallas, TX	Current employment
KPC FINANCIAL SOLUTIONS, LLC	State registered	Nov 17, 2023	n/a	yes	SOUTHLAKE, TX	Current employment
KPC FINANCIAL SOLUTIONS, LLC	State registered	Nov 17, 2023	n/a	yes	SOUTHLAKE, TX	Current employment
HILLTOP SECURITIES INC.	Bd affiliated wealth	Feb 27, 2023	Nov 30, 2023	no	Dallas, TX	Previous registration
SWAN GLOBAL INVESTMENTS, LLC	Other adviser	Apr 12, 2016	Mar 8, 2023	no	TAMPA, FL\|DURANGO, CO\|DALLAS, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 12, 2011	Apr 30, 2012	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	KPC FINANCIAL SOLUTIONS, LLC	Nov 30, 2023	Nov 17, 2023	-13	Firm change	Ibd to state RIA
SWAN GLOBAL INVESTMENTS, LLC	HILLTOP SECURITIES INC.	Mar 8, 2023	Feb 27, 2023	-9	Firm change	RIA to ibd
PARK AVENUE SECURITIES LLC	SWAN GLOBAL INVESTMENTS, LLC	Apr 30, 2012	Apr 12, 2016	1,443	Firm change after gap	Other

Relationships

Registered with (4)

→ KPC FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: current employment
Nov 17, 2023 to presentfactForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Feb 27, 2023 to Nov 30, 2023factForm ADV
→ SWAN GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 12, 2016 to Mar 8, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 12, 2011 to Apr 30, 2012factForm ADV

Dated events

Occurred
Nov 30, 2023
Advisor changed firm
Jay David Angotti left Hilltop Securities Inc. for Kpc Financial Solutions, Llc (registered 2023-11-17)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2023
Advisor changed firm
Jay David Angotti left Swan Global Investments, Llc for Hilltop Securities Inc. (registered 2023-02-27)
Form ADVobserved 4 days ago