DFX Intelligence

F•••••••• J••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

F•••••••• J••• S••••••

Advisor at K••••••

Dallas, TX | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:970b4ac4-8e3a-b0c5-25b7-def7e420866e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••	Independent wealth	Sep 29, 2023	n/a	yes	ST. LOUIS, MO\|Dallas, TX	Current employment
P•••• C•••••• M••••••••• L••	n/a	Dec 14, 2017	Dec 5, 2023	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• M••••••••• L••	K••••••	Dec 5, 2023	Sep 29, 2023	-67	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
281166:149046:TX:2023-12-05	Dec 5, 2023	Sep 29, 2023	DALLAS, TX	Firm change after gap

Relationships

Registered with (2)

→ K••••••Registered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ P•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2017 to Dec 5, 2023factForm ADV

Dated events

Occurred
Dec 5, 2023
Advisor changed firm
F•••••••• J••• S•••••• left P•••• C•••••• M••••••••• L•• for Krilogy (registered 2023-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:970b4ac4-8e3a-b0c5-25b7-def7e420866e
First observed: Dec 14, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.