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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 10, 2016 | n/a | yes | Houston, TX | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Mar 19, 2009 | Nov 11, 2016 | no | THE WOODLANDS, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| STANFORD GROUP COMPANY | n/a | Dec 4, 2003 | Mar 16, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 15, 2003 | Oct 14, 2003 | no | HOUSTON, TX | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 22, 2001 | Apr 2, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 11, 2016 | Nov 10, 2016 | -1 | Firm change | Other |
| STANFORD GROUP COMPANY | OPPENHEIMER & CO. INC. | Mar 16, 2009 | Mar 19, 2009 | 3 | Firm change | Other |
| PRUCO SECURITIES, LLC | STANFORD GROUP COMPANY | Oct 14, 2003 | Dec 4, 2003 | 51 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | PRUCO SECURITIES, LLC | Apr 2, 2003 | Apr 15, 2003 | 13 | Firm change | Other |