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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD 120952

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97101b66-b003-9d45-41f0-b0d8fbb5ef2e

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Feb 17, 2012 to Aug 17, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $968MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $265Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,155
Individual clients: 276
High net worth clients: 183
SEC number: 801-61219
CIK: 1603937
CRD: 120952
Filings on the tape: 30
First filed: Feb 17, 2012
Latest filed: Aug 17, 2026
Organised: Limited Liability Company, CA
Website: schniederscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES FRANCIS SCHNIEDERS	Chartered Financial Analyst	PASADENA, CA	24	30	1	no
JOHN CARTER SCHNIEDERS	Certified Financial Planner\|Chartered Financial Analyst	PASADENA, CA	20	30	1	no
Shea Ogara	n/a	PASADENA, CA \| Phoenix, AZ	0	15	n/a	no
Jason Kalman	n/a	PASADENA, CA \| Phoenix, AZ	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHNIEDERS, JAMES, FRANCIS	Principal	B	yes	07/2002	Aug 17, 2026	Aug 17, 2026
SCHNIEDERS, JOHN, CARTER	Principal	B	yes	07/2006	Aug 17, 2026	Aug 17, 2026
SCHNIEDERS, WILLIAM, HENRY	Principal	B	yes	07/2002	Feb 17, 2012	Apr 11, 2024
BRYANT, SUE	CHIEF COMPLIANCE OFFICER	Na	no	02/2014	Aug 17, 2026	Aug 17, 2026
DST II SAV, LLC	Investor	B	no	06/2026	Aug 17, 2026	Aug 17, 2026
DTT II SAV, LLC	Investor	B	no	06/2026	Aug 17, 2026	Aug 17, 2026
SNT SAV, LLC	Investor	B	no	06/2026	Aug 17, 2026	Aug 17, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.1B	$1.0B	8	2	1	n/a	n/a
2024	Apr 7, 2025	$864M	$821M	8	2	1	n/a	n/a
2023	Mar 19, 2024	$725M	$684M	7	2	1	n/a	n/a
2022	Mar 30, 2023	$1.1B	$590M	8	3	1	n/a	n/a
2021	Mar 17, 2022	$1.3B	$600M	8	3	0	n/a	n/a
2020	Mar 17, 2021	$1.0B	$464M	7	3	0	n/a	n/a
2019	Feb 28, 2020	$926M	$422M	7	3	0	n/a	n/a
2018	Mar 25, 2019	$735M	$331M	7	3	0	n/a	n/a
2017	Mar 28, 2018	$643M	$339M	7	3	0	n/a	n/a
2016	Mar 16, 2017	$560M	$289M	6	3	n/a	n/a	n/a
2015	Mar 29, 2016	$507M	$250M	6	3	n/a	n/a	n/a
2014	Apr 1, 2015	$508M	$213M	6	3	n/a	n/a	n/a
2013	Mar 26, 2014	$380M	$146M	5	3	n/a	n/a	n/a
2012	Feb 20, 2013	$322M	$121M	5	3	n/a	n/a	n/a
2011	Feb 17, 2012	$278M	$110M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$864M	22.8%	$1.1B	-0.6%	8	8	1	1

Relationships

Registered with (4)

← Shea OgaraAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Jason KalmanAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← JOHN CARTER SCHNIEDERSAdvisorregistration: current employment
Jul 7, 2006 to presentfactForm ADV
← JAMES FRANCIS SCHNIEDERSAdvisorregistration: current employment
Jun 10, 2002 to presentfactForm ADV

Affiliated with (1)

← INDEPENDENCE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← SCHNIEDERS, JAMES, FRANCISOwnerPRINCIPAL, ownership code C, individual
Feb 17, 2012 to Apr 11, 2024factForm ADV
← SCHNIEDERS, JOHN, CARTEROwnerPRINCIPAL, ownership code C, individual
Feb 17, 2012 to Apr 11, 2024factForm ADV
← SCHNIEDERS, WILLIAM, HENRYOwnerPRINCIPAL, ownership code B, individual
Feb 17, 2012 to Apr 11, 2024factForm ADV

Owns (1)

← BRYANT, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2014 to Apr 11, 2024factForm ADV

Dated events

Occurred
Mar 19, 2024
Regulatory AUM changed
Schnieders Capital Management, Llc. reported RAUM $725.0M, down 33% from $1.1B (2023-03-30 to 2024-03-19)
Form ADVobserved 6 days ago
$-357M
Occurred
Mar 17, 2022
Regulatory AUM changed
Schnieders Capital Management, Llc. reported RAUM $1.3B, up 26% from $1.0B (2021-10-29 to 2022-03-17)
Form ADVobserved 6 days ago
$266M
Occurred
Feb 28, 2020
Regulatory AUM changed
Schnieders Capital Management, Llc. reported RAUM $925.8M, up 26% from $734.7M (2019-03-25 to 2020-02-28)
Form ADVobserved 6 days ago
$191M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97101b66-b003-9d45-41f0-b0d8fbb5ef2e
First observed: Feb 17, 2012
Last observed: Aug 17, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD 120952

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97101b66-b003-9d45-41f0-b0d8fbb5ef2e

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES FRANCIS SCHNIEDERS

Chartered Financial Analyst

PASADENA, CA

JOHN CARTER SCHNIEDERS

Certified Financial Planner|Chartered Financial Analyst

PASADENA, CA

Shea Ogara

n/a

PASADENA, CA | Phoenix, AZ

n/a

Jason Kalman

n/a

PASADENA, CA | Phoenix, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHNIEDERS, JAMES, FRANCIS

Principal

yes

07/2002

Aug 17, 2026

SCHNIEDERS, JOHN, CARTER

Principal

yes

07/2006

Aug 17, 2026

SCHNIEDERS, WILLIAM, HENRY

Principal

yes

07/2002

Feb 17, 2012

Apr 11, 2024

BRYANT, SUE

CHIEF COMPLIANCE OFFICER

02/2014

Aug 17, 2026

DST II SAV, LLC

Investor

06/2026

Aug 17, 2026

DTT II SAV, LLC

Investor

06/2026

Aug 17, 2026

SNT SAV, LLC

Investor

06/2026

Aug 17, 2026

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.1B

$1.0B

n/a

2024

Apr 7, 2025

$864M

$821M

n/a

2023

Mar 19, 2024

$725M

$684M

n/a

2022

Mar 30, 2023

$1.1B

$590M

n/a

2021

Mar 17, 2022

$1.3B

$600M

n/a

2020

Mar 17, 2021

$1.0B

$464M

n/a

2019

Feb 28, 2020

$926M

$422M

n/a

2018

Mar 25, 2019

$735M

$331M

n/a

2017

Mar 28, 2018

$643M

$339M

n/a

2016

Mar 16, 2017

$560M

$289M

n/a

2015

Mar 29, 2016

$507M

$250M

n/a

2014

Apr 1, 2015

$508M

$213M

n/a

2013

Mar 26, 2014

$380M

$146M

n/a

2012

Feb 20, 2013

$322M

$121M

n/a

2011

Feb 17, 2012

$278M

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$864M

22.8%

$1.1B

-0.6%