This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BCG SECURITIES, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

11

Exams

S66

First exam

Jun 29, 2020

First registration

Sep 1, 2020

Dual registered

yes, broker-dealer

Other names

CHRISTOPHER MICHAEL BAUMANN

IAPD individual key

7221540

• Occurred

  Jan 4, 2023
  Advisor changed firm

  Christopher Baumann left Osaic Wealth, Inc. for Bcg Securities, Inc. (registered 2023-01-06)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:971f861e-27e1-db17-17f5-bbb601e0ee93

First observed

Sep 1, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.