DFX Intelligence

K•••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K•••• M•••••• M••••••••

Advisor at C••••• I••••• W•••••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:971fefd5-3f66-7bd2-8909-fd3d5e493139

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••• W•••••	Independent wealth	Apr 3, 2018	n/a	yes	PALM BEACH GARDENS, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 6, 2016	Apr 30, 2018	no	Palm Beach, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C••••• I••••• W•••••	Apr 30, 2018	Apr 3, 2018	-27	Firm change	Ibd to new firm
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016	Sep 6, 2016

Relationships

Registered with (5)

→ C••••• I••••• W•••••Registered adviserregistration: current employment
Apr 3, 2018 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2016 to Apr 30, 2018factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2011 to Sep 6, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:971fefd5-3f66-7bd2-8909-fd3d5e493139
First observed: Sep 8, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.