DFX Intelligence

K••••••• B•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industrynot currently registered

K••••••• B•••••• J••••

Advisor at O•••• W•••••• I•••

Hermosa Beach, CA | MARLBOROUGH, MA

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Search this name across graphsid dfx:ria:9723ae01-7dad-a1e7-b9e0-83af1eb1e7a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Sep 19, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 31, 2024	n/a	yes	Hermosa Beach, CA\|MARLBOROUGH, MA	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Sep 19, 2023	May 29, 2024	no	Calabasas, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	O•••• W•••••• I•••	May 29, 2024	May 31, 2024	2	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Sep 19, 2023 to May 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9723ae01-7dad-a1e7-b9e0-83af1eb1e7a7
First observed: Sep 19, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.